Bring portfolio-company facts into investor reporting

Link required investee financials, covenant certificates, valuation evidence and material events to the fund’s reporting promise. The investment and valuation teams assess incomplete or contradictory facts before investor relations issues the approved report.

A reporting period opens or an internal, auditor or authority request is received.

People in the process

AAIF Portfolio OperationsProcess Owner
IInvestment TeamParticipating Team
VValuationParticipating Team
IInvestor RelationsParticipating Team

Records it works with

Reporting checklist and prior approved pack
Current operating and financial schedules
Supporting records, reviewer comments and approvals

The process is a starting point.The standards are yours.

Configure for the SEBI registration, exchange membership and business activity. Broker, fund, portfolio-manager and investment-adviser requirements are separate.

Keep the work connected.

Fund & Portfolio Operations

Explain an AMC scheme NAV exception

At a mutual fund, reconcile custodian positions, corporate actions, transactions and valuation inputs against the fund-accounting calculation. Fund accounting resolves source differences and escalates pricing judgements to the authorised valuation process before publication.

CIT

Fund & Portfolio Operations

Resolve unit-holder transaction exceptions

For an AMC, connect the registrar’s rejected or pending subscription/redemption record to bank receipt, application, KYC and scheme cut-off evidence. Investor services decides the response under scheme rules and traces the corrected unit record.

RFC

Fund & Portfolio Operations

Carry an AIF capital call to reconciled receipts

For an AIF scheme, relate investor commitments, approved drawdown notice, bank receipts and equalisation or default terms. Fund operations resolves short or misallocated contributions with investor relations before marking capital available for the approved investment.

IFI

Explore all Capital markets processes.

Order for the work. Room for the people.